Account Forms

Select the appropriate form below by clicking on the name. The form will be displayed in PDF format suitable for printing. You must have Adobe® Reader software (available free at www.adobe.com) to download or print the forms. Please note that some of these transactions can be done online, as indicated below.

 

 

 

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Enrollment Kit

Read the Disclosure Statement before opening an account as it contains important information you need to know before investing.

   
Enrollment Kit components:
Product Brochure

An overview of the features and benefits of the SSGA Upromise 529

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Product Brochure - Nevada Residents

An overview of the features and benefits of the SSGA Upromise 529.

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Disclosure Statement

Important information about the plan, investments, expenses, and transactions.

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Enrollment Form

Use this Enrollment Form to open a SSGA Upromise 529 account.

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Incoming Rollover

Request a direct rollover from another qualified 529 plan or Education Savings Account to a SSGA Upromise 529 account.

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Account changes Do it
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Account Information Change Form

Update existing information of the account owner's profile (name, address, phone number, successor account owner information) or transfer assets to a new account owner

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Beneficiary Change Form

Change the beneficiary on an existing SSGA Upromise 529 account or transfer a portion of the account assets to a new beneficiary's account

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Investment changes Do it
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Exchange/Future Contribution (Allocation) Change Form

Move money within a Plan account to a different investment option (allowed once per calendar year) or change investment options for future contributions (allowed anytime)

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Contributions Do it
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Payroll Deduction Form

Automatically deduct money from your paycheck and deposit it into a SSGA Upromise 529 account (if your employer offers payroll deduction), or change your existing deduction. (If you're opening a new account, you can enroll online and select payroll deduction as your contribution method. Or include your payroll deduction instructions on the Enrollment Form.)

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Recurring Contributions/Electronic Bank Transfer Form

Start, change, or stop recurring contributions or add or change bank information for electronic contributions to a SSGA Upromise 529 account

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Incoming Rollover Form

Request a direct rollover from another qualified 529 plan or Education Savings Account to a SSGA Upromise 529 account

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Withdrawals Do it
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Withdrawal Request Form

Initiate a withdrawal from your account

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Verification   Download
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Form W-9 Request for Taxpayer Identification Number and Certification

Certify the account owner's or beneficiary's Social Security number or taxpayer ID number

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Authorization   Download
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Agent Authorization/Limited Power of Attorney

Authorize a person or organization to discuss your accounts with a plan representative, receive information about your accounts, and act on your behalf with respect to your accounts.

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Power of Attorney

Grant an agent the authority to act on your accounts.

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Organization Resolution Form

Identify the officers or other persons who are authorized to act upon accounts on behalf of an organization.

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FAQ

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FOR PUBLIC USE

IMPORTANT RISK INFORMATION
The information provided does not constitute investment advice and it should not be relied on as such. It should not be considered a solicitation to buy or an offer to sell a security. It does not take into account any investor's particular investment objectives, strategies, tax status or investment horizon.

The statements and opinions expressed are subject to change at any time, based on market and other conditions. State Street cannot guarantee the accuracy of completeness of third party statements or data.

Investing involves risk including the risk of loss of principal. Investment returns will vary depending upon the performance of the Portfolios you choose. Except to the extent of FDIC insurance available for the Savings Portfolio, you could lose all or a portion of your money by investing in the Plan, depending on market conditions. Account Owners assume all investment risks as well as responsibility for any federal and state tax consequences.

ETFs trade like stocks, fluctuate in market value and may trade at prices above or below the ETFs’ net asset value. Brokerage commissions and ETF expenses will reduce returns.

The SSGA Upromise 529 Plan (the “Plan”) is administered by the Board of Trustees of the College Savings Plans of Nevada (the “Board”). Ascensus Broker Dealer Services, Inc. (ABD) serves as the Program Manager. ABD has overall responsibility for the day-to-day operations, including distribution of the Plan and provision of certain marketing services. State Street Global Advisors (SSGA) serves as Investment Manager for the Plan except for the Savings Portfolio, which is managed by Sallie Mae Bank, and also provides or arranges for certain marketing services for the Plan. The Plan’s Portfolios invest in either (i) Exchange Traded Funds and mutual funds offered or managed by SSGA or its affiliates; or (ii) a Federal Deposit Insurance Corporation (FDIC)- insured omnibus savings account held in trust by the Board at Sallie Mae Bank. Except for the Savings Portfolio, investments in the Plan are not insured by the FDIC. Units of the Portfolios are municipal securities and the value of units will vary with market conditions.

Standard & Poor’s®, S&P® and SPDR® are registered trademarks of Standard & Poor’s Financial Services LLC (S&P); Dow Jones is a registered trademark of Dow Jones Trademark Holdings LLC (Dow Jones); and these trademarks have been licensed for use by S&P Dow Jones Indices LLC (SPDJI) and sublicensed for certain purposes by State Street Corporation. State Street Corporation’s financial products are not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates and third party licensors and none of such parties make any representation regarding the advisability of investing in such product(s) nor do they have any liability in relation thereto, including for any errors, omissions, or interruptions of any index.

For more information about the SSGA Upromise 529 Plan (“the Plan”) download the Plan Description and Participation Agreement or request one by calling 1-800-587-7305. Investment objectives, risks, charges, expenses, and other important information are included in the Plan Description; read and consider it carefully before investing. Ascensus Broker Dealer Services, Inc. (“ABD”) is distributor of the Plan.

Before you invest, consider whether your or the beneficiary’s home state offers any state tax or other state benefits such as financial aid, scholarship funds, and protection from creditors that are only available for investments in that state’s qualified tuition program.

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